As filed with the Securities and Exchange Commission on May 2, 2017
Registration No. 333-198375
United States
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________________
POST-EFFECTIVE AMENDMENT NO. 1
ON FORM S-1
TO
FORM S-3
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
____________________________
AIR INDUSTRIES GROUP
(Exact name of registrant as specified in its charter)
Nevada
(State or other jurisdiction of
incorporation or organization)
80-0948413
(I.R.S. Employer Identification Number)
360 Motor Parkway, Suite 100
Hauppauge, NY 11788
(631) 881-4920
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Peter D. Rettaliata
Acting President and Chief Executive Officer
Air Industries Group
360 Motor Parkway, Suite 100
Hauppauge, NY 11788
(631) 881-4920
(Name, address, including zip code, and telephone number,
including area code, of agent for service)
Copy to:
Vincent J. McGill, Esq.
Eaton & Van Winkle LLP
3 Park Avenue, 16th Floor
New York, New York 10016
(212) 561-3604
Explanatory Note
The registrant’s eligibility to use Form S-3 has ceased due to its failure to timely file its Annual Report on Form 10-K for the year ended December 31, 2016. This post-effective amendment is being filed to deregister $12,138,286 of the securities registered pursuant to this registration statement.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this post-effective amendment to this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Hauppauge, New York, on this 2nd day of May, 2017.
| AIR INDUSTRIES GROUP | ||
| By: | /s/ Peter D. Rettaliata | |
| Peter D. Rettaliata | ||
|
Acting President and Chief Executive Officer (Principal Executive Officer) | ||
| By: | /s/ Michael Recca | |
| Michael Recca | ||
|
Chief Financial Officer (Principal Financial and Accounting Officer) | ||
In accordance with the requirements of the Securities Act of 1933, as amended, this post-effective amendment to this registration statement was signed by the following persons on May 2, 2017 in the capacities indicated.
| Signature | Capacity | |
| /s/ Peter D. Rettaliata | ||
| Peter D. Rettaliata |
Acting President, Chief Executive Officer and a Director (Principal Executive Officer) | |
| /s/ Michael Recca | ||
| Michael Recca |
Chief Financial Officer (Principal Financial and Accounting Officer) | |
| * | ||
| Michael N. Taglich | Chairman of the Board | |
| * | ||
| Seymour G. Siegel | Director | |
| * | ||
| Robert F. Taglich | Director | |
| * | ||
| David J. Buonanno | Director | |
| * | ||
| Robert Schroeder | Director | |
| * | ||
| Michael Brand | Director |
___
*/s/ Peter D. Rettaliata, attorney-in-fact