UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13D

(Rule 13d-101)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO

§ 240.13d-2(a)

 

(Amendment No. 5)*

 

Air Industries Group

(Name of Issuer)

 

Common Stock, par value $0.001

(Title of Class of Securities)

 

00912N205

(CUSIP Number)

 

DAVID S. RICHMOND

RICHMOND BROTHERS, INC.

3568 Wildwood Avenue

Jackson, Michigan 49202

(517) 435-4040

 

GUY P. LANDER

CARTER LEDYARD & MILBURN LLP

2 WALL STREET, NEW YORK, NY 10005

212-732-3200

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)

 

October 15, 2021

(Date of Event Which Requires Filing of This Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box ☐.

 

*The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

  

(Continued on following pages)

 

 

 

 

 

 

CUSIP No. 00912N205

 

 

1

NAME OF REPORTING PERSON

Richmond Brothers, Inc.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐

(b)  ☐

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

OO

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

6

CITIZENSHIP OR PLACE OF ORGANIZATION

MICHIGAN

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7

SOLE VOTING POWER

- 0 -

8

SHARED VOTING POWER

- 0 -

9

SOLE DISPOSITIVE POWER

- 0 -

10

SHARED DISPOSITIVE POWER

2,242,374*

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

2,242,374*

12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

6.92%**

14

TYPE OF REPORTING PERSON

IA, CO

 

 

*Includes 312,000 shares of Common Stock which may be acquired upon exercise of warrants.
**Based on 32,077,530 outstanding shares of common stock as of July 30, 2021 as reported on the Issuer’s Form 10-Q filed on August 5, 2021

 

2

 

 

CUSIP No. 00912N205

 

 

1

NAME OF REPORTING PERSON

RBI Private Investment II, LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐

(b)  ☐

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

WC

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

6

CITIZENSHIP OR PLACE OF ORGANIZATION

DELAWARE

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7

SOLE VOTING POWER

15,333

8

SHARED VOTING POWER

- 0 -

9

SOLE DISPOSITIVE POWER

15,333

10

SHARED DISPOSITIVE POWER

- 0 -

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

15,333

12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

Less than 1%*

14

TYPE OF REPORTING PERSON

OO

 

 

*Based on 32,077,530 outstanding shares of common stock as of July 30, 2021 as reported on the Issuer’s Form 10-Q filed on August 5, 2021

 

3

 

 

CUSIP No. 00912N205

 

 

1

NAME OF REPORTING PERSON

RBI Private Investment III, LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐

(b)  ☐

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

WC

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

6

CITIZENSHIP OR PLACE OF ORGANIZATION

DELAWARE

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7

SOLE VOTING POWER

825,059*

8

SHARED VOTING POWER

- 0 -

9

SOLE DISPOSITIVE POWER

825,059*

10

SHARED DISPOSITIVE POWER

- 0 -

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

825,059*

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

2.55 %**

14

TYPE OF REPORTING PERSON

OO

 

 

*Includes 280,000 shares of Common Stock which may be acquired upon exercise of warrants.
**Based on 32,077,530 outstanding shares of common stock as of July 30, 2021 as reported on the Issuer’s Form 10-Q filed on August 5, 2021

 

4

 

 

CUSIP No. 00912N205

 

 

1

NAME OF REPORTING PERSON

RBI PI Manager, LLC*

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐

(b)  ☐

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

AF

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

6

CITIZENSHIP OR PLACE OF ORGANIZATION

DELAWARE

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7

SOLE VOTING POWER

840,392**

8

SHARED VOTING POWER

- 0 -

9

SOLE DISPOSITIVE POWER

840,392**

10

SHARED DISPOSITIVE POWER

- 0 -

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

840,392**

12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

2.60%***

14

TYPE OF REPORTING PERSON

OO

 

 

*Includes the shares owned by RBI Private Investment II, LLC and RBI Private Investment III, LLC.
**Includes 280,000 Shares issuable upon the exercise of warrants.
***Based on 32,077,530 outstanding shares of common stock as of July 30, 2021 as reported on the Issuer’s Form 10-Q filed on August 5, 2021

  

5

 

 

CUSIP No. 00912N205

 

 

1

NAME OF REPORTING PERSON

Richmond Brothers 401(k) Profit Sharing Plan

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐

(b)  ☐

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

WC

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

6

CITIZENSHIP OR PLACE OF ORGANIZATION

MICHIGAN

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7

SOLE VOTING POWER

71,194

8

SHARED VOTING POWER

- 0 -

9

SOLE DISPOSITIVE POWER

71,194

10

SHARED DISPOSITIVE POWER

- 0 -

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

71,194

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

Less than 1%*

14

TYPE OF REPORTING PERSON

EP

 

 

*Based on 32,077,530 outstanding shares of common stock as of July 30, 2021 as reported on the Issuer’s Form 10-Q filed on August 5, 2021

 

6

 

 

CUSIP No. 00912N205

 

 

1

NAME OF REPORTING PERSON

David S. Richmond

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐

(b)  ☐

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

OO

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

6

CITIZENSHIP OR PLACE OF ORGANIZATION

USA

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7

SOLE VOTING POWER

840,392*

8

SHARED VOTING POWER

71,194

9

SOLE DISPOSITIVE POWER

840,392*

10

SHARED DISPOSITIVE POWER

2,242,374**

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

3,153,960 ***

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

9.74%****

14

TYPE OF REPORTING PERSON

IN

 

 

*Includes 280,000 Shares issuable upon the exercise of warrants.
**Includes 312,000 Shares issuable upon the exercise of warrants.
***Includes 592,000 Shares issuable upon the exercise of warrants.
****Based on 32,077,530 outstanding shares of common stock as of July 30, 2021 as reported on the Issuer’s Form 10-Q filed on August 5, 2021

  

7

 

 

CUSIP No. 00912N205

 

 

1

NAME OF REPORTING PERSON

Matthew J. Curfman

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐

(b)  ☐

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

OO

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

6

CITIZENSHIP OR PLACE OF ORGANIZATION

USA

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7

SOLE VOTING POWER

9,155

8

SHARED VOTING POWER

71,194

9

SOLE DISPOSITIVE POWER

9,155

10

SHARED DISPOSITIVE POWER

2,242,374 *

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

2,322,723 *

12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

7.17% **

14

TYPE OF REPORTING PERSON

IN

 

 

*Includes 312,000 Shares issuable upon the exercise of warrants.
**Based on 32,077,530 outstanding shares of common stock as of July 30, 2021 as reported on the Issuer’s Form 10-Q filed on August 5, 2021

 

8

 

 

CUSIP No. 00912N205

 

Item 1. Security and Issuer.

 

This Amendment No. 5 (this “Amendment No. 5”) to the Statement of Beneficial Ownership on Schedule 13D filed on June 25, 2018 (the “Statement”), as amended by Amendment No. 1 thereto filed on October 9, 2018 (“Amendment No. 1”), Amendment No. 2 thereto filed on March 31, 2020 (“Amendment No. 2”), Amendment No. 3 thereto filed on April 30, 2021 (“Amendment No. 3”) and Amendment No. 4 thereto filed on October 12, 2021 (“Amendment No. 4”) (each such amendment, an “Amendment”), relates to the Common Stock, par value $0.001 of Air Industries Group, a Nevada corporation (the “Issuer”). Capitalized terms used herein that are not otherwise defined shall have the respective meanings assigned thereto in the Statement and/or in Amendments No. 1 through 4.

 

This Amendment No. 5 is being filed by the Reporting Persons to report sales in the last 60 days.

 

The foregoing sales have decreased, in the aggregate, the number of shares of Common Stock (“Shares”) actually held and beneficially owned by the Reporting Persons relative to the number reported in Amendment No. 3 by greater than 1% of the outstanding shares of Common Stock of the Issuer.

 

Except as modified by the information provided in this Item 1, the information set forth in Item 1 of the Statement, as supplemented by the information that appeared in Item 1 of Amendments No. 1 through 4, is incorporated by reference herein in response to the disclosure requirements of Item 1 of Schedule 13D.

 

Item 2. Identity and Background

 

The information set forth in Item 2 of the Statement, as supplemented by the information that appeared in Item 2 of Amendments No. 1 through 4, is incorporated by reference herein in response to the disclosure requirements of Item 2 of Schedule 13D.

 

Item 3. Source and Amount of Funds or Other Consideration.

 

The information set forth in Item 3 of the Statement, as supplemented by the information that appeared in Item 3 of Amendments No. 1 through 4, is incorporated by reference herein in response to the disclosure requirements of Item 3 of Schedule 13D.

 

Item 4. Purpose of Transaction.

 

The information set forth in Item 4 of the Statement, as supplemented by the information that appeared in Item 4 of Amendments No. 1 through 4, is incorporated by reference herein in response to the disclosure requirements of Item 4 of Schedule 13D.

 

Item 5. Interest in Securities of the Issuer.

 

Items 5(a)-(c) are hereby amended and restated to read as follows:

 

The aggregate percentage of Shares reported owned by each person named herein is based upon 32,077,530 Shares outstanding as of July 30, 2021, which is the total number of Shares outstanding as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on August 5, 2021.

 

A.Richmond Brothers

 

(a)As of the date hereof, 2,242,374 Shares were beneficially owned by the Separately Managed Accounts. As the investment advisor to the Separately Managed Accounts, Richmond Brothers may be deemed the beneficial owner of the 2,242,374 Shares beneficially owned by the Separately Managed Accounts.

 

Percentage: Approximately 6.92%

 

(b)1. Sole power to vote or direct vote: 0

 

   2.Shared power to vote or direct vote: 0
   
   3.Sole power to dispose or direct the disposition: 0
   
   4.Shared power to dispose or direct the disposition: : 2,242,374

 

9

 

 

CUSIP No. 00912N205

 

B.RBI PII

 

(a)As of the date hereof, RBI PII beneficially owned 15,333 Shares.

 

Percentage: Less than 1%

 

(b)1. Sole power to vote or direct vote: 15,333

 

   2.Shared power to vote or direct vote: 0

 

   3.Sole power to dispose or direct the disposition: 15,333

 

   4.Shared power to dispose or direct the disposition: 0

 

C.RBI PIII

 

(a)As of the date hereof, RBI PIII beneficially owned 825,059 Shares issuable upon the exercise of warrants.

 

Percentage: Approximately 2.55%

 

(b)1. Sole power to vote or direct vote: 825,059

 

   2.Shared power to vote or direct vote: 0

 

   3.Sole power to dispose or direct the disposition: 825,059

 

   4.Shared power to dispose or direct the disposition: 0

 

D.RBI PI Manager, LLC

 

(a)As the manager of RBI PII and RBI PIII, RBI Manager may be deemed the beneficial owner of the 840,392 Shares owned by RBI PII and RBI PIII together.

 

Percentage: Approximately 2.60%

 

(b)1. Sole power to vote or direct vote: 840,392

 

   2.Shared power to vote or direct vote: 0

 

   3.Sole power to dispose or direct the disposition: 840,392

 

   4.Shared power to dispose or direct the disposition: 0

 

E.Richmond Brothers 401(k) Profit Sharing Plan

 

(a)As of the date hereof, the RBI Profit Sharing Plan beneficially owned 71,194 Shares.

 

Percentage: Less than 1%

 

(b)1. Sole power to vote or direct vote: 71,194

 

   2.Shared power to vote or direct vote: 0

 

   3.Sole power to dispose or direct the disposition: 71,194

 

   4.Shared power to dispose or direct the disposition: 0

 

10

 

 

CUSIP No. 00912N205

 

F.Mr. David S. Richmond

 

(a)As the Chairman of Richmond Brothers, manager of RBI Manager and a trustee of the RBI Plan, Mr. Richmond may be deemed the beneficial owner of an aggregate amount of 3,153,960 Shares: the (i) 2,242,374 Shares beneficially owned by the Separately Managed Accounts, (ii) 840,392 Shares beneficially owned by RBI PII and PIII, and (iii) 71,194 Shares owned by the RBI Plan.

 

Percentage:Approximately 9.74%

 

(b)1. Sole power to vote or direct vote: 840,392

 

 2.Shared power to vote or direct vote: 71,194

 

   3.Sole power to dispose or direct the disposition: 840,392

 

   4.Shared power to dispose or direct the disposition: 2,242,374

 

G.Mr. Curfman

 

(a)As of the date hereof, Mr. Curfman may be deemed the beneficial owner of an aggregate amount of a total of 2,322,723 Shares: he directly beneficially owned 9,155 Shares; and as the President of Richmond Brothers and a trustee of the RBI Plan, Mr. Curfman may be deemed the beneficial owner of: (i) 2,242,374 Shares beneficially owned by the Separately Managed Accounts and (ii) 71,194 Shares owned by the RBI Plan.

 

Percentage:Approximately 7.17%

 

(b)1. Sole power to vote or direct vote: 9,155

 

   2.Shared power to vote or direct vote: 71,194

 

   3.Sole power to dispose or direct the disposition: 9,155

 

   4.Shared power to dispose or direct the disposition: 2,242,374

 

The filing of this Schedule 13D shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities of the Issuer reported herein that he or it does not directly own.

 

(c) The transactions in the securities of the Issuer by the Reporting Persons during the past sixty days are set forth in Schedule A and are incorporated herein by reference. Such transactions were effected in the open market.

 

(d) Not applicable.

 

(e) Not applicable.

 

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.

 

The information set forth in Item 6 of the Statement, as supplemented by the information that appeared in Item 6 of Amendments No. 1 through 4, is incorporated by reference herein in response to the disclosure requirements of Item 6 of Schedule 13D.

 

11

 

 

CUSIP No. 00912N205

 

SIGNATURES

 

After reasonable inquiry and to the best of his knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

Dated: October 22, 2021

 

  Richmond Brothers, Inc.
       
  By: /s/ David S. Richmond
    Name: David S. Richmond
    Title: Chairman
       
  RBI Private Investment II, LLC
       
  By: RBI PI Manager, LLC Manager
       
  By: /s/ David S. Richmond
    Name: David S. Richmond
    Title: Manager
       
  RBI Private Investment III, LLC
       
  By: RBI PI Manager, LLC  Manager
       
  By: /s/ David S. Richmond
    Name: David S. Richmond
    Title: Manager
       
  By: RBI PI Manager, LLC
       
  By: /s/ David S. Richmond
    Name:  David S. Richmond
    Title: Manager
       
  By: Richmond Brothers 401(k) Profit Sharing Plan
       
  By: /s/ David S. Richmond
    Name: David S. Richmond
    Title: Trustee

 

  /s/ David S. Richmond
  David S. Richmond
   
  /s/ Matthew J. Curfman
  Matthew J. Curfman

 

12

 

 

SCHEDULE A

 

Transactions in the Securities of the Issuer During the Past Sixty Days

 

Action  Price   Quantity   Trade Date
Sell   1.29830    -7375   08/11/2021
Sell   1.30000    -3924   08/11/2021
Sell   1.18090    -6683   08/17/2021
Sell   1.20000    -2265   08/18/2021
Sell   1.21000    -4992   08/19/2021
Sell   1.18500    -2149   08/19/2021
Sell   1.19000    -3872   08/19/2021
Sell   1.21000    -2819   08/19/2021
Sell   1.17000    -2436   08/20/2021
Sell   1.16010    -1913   08/20/2021
Sell   1.17000    -9561   08/23/2021
Sell   1.22210    -10000   08/27/2021
Sell   1.22000    -3603   08/27/2021
Sell   1.25000    -1333   08/27/2021
Sell   1.23050    -1975   08/27/2021
Sell   1.22000    -5594   08/30/2021
Sell   1.23000    -5324   08/30/2021
Sell   1.21490    -2850   08/30/2021
Sell   1.23900    -6243   08/30/2021
Sell   1.18040    -10000   08/31/2021
Sell   1.20670    -10000   08/31/2021
Sell   1.18200    -10000   08/31/2021
Sell   1.17730    -10000   08/31/2021
Sell   1.20050    -10000   08/31/2021
Sell   1.18000    -10000   08/31/2021
Sell   1.19730    -10000   08/31/2021
Sell   1.17000    -2506   08/31/2021
Sell   1.18370    -1921   09/01/2021
Sell   1.19000    -3494   09/08/2021
Sell   1.18220    -2002   09/08/2021
Sell   1.17870    -10744   09/08/2021
Sell   1.13000    -3131   09/15/2021
Sell   1.13000    -3538   09/15/2021
Sell   1.12370    -8416   09/16/2021
Sell   1.11000    -5601   09/16/2021
Sell   1.10000    -1116   09/16/2021
Sell   1.09900    -10000   09/16/2021
Sell   1.10010    -5150   09/16/2021
Sell   1.09170    -5242   09/17/2021
Sell   1.10280    -7298   09/17/2021
Sell   1.10180    -7100   09/17/2021
Sell   1.10110    -4909   09/17/2021

 

13

 

 

Action  Price   Quantity   Trade Date
Sell   1.09000    -2509   09/17/2021
Sell   1.11000    -5800   09/17/2021
Sell   1.08390    -1986   09/17/2021
Sell   1.05000    -1646   09/20/2021
Sell   1.08000    -2076   09/20/2021
Sell   1.05270    -8756   09/21/2021
Sell   1.06000    -4386   09/22/2021
Sell   1.05990    -7584   09/22/2021
Sell   1.07000    -6221   09/22/2021
Sell   1.18020    -4466   09/27/2021
Sell   1.04300    -5518   10/04/2021
Sell   1.05000    -3592   10/04/2021
Sell   1.05500    -1709   10/04/2021
Sell   .99350    -2906   10/05/2021
Sell   1.02300    -3082   10/07/2021
Sell   1.02000    -1766   10/12/2021
Sell   1.03120    -2263   10/12/2021
Sell   1.02500    -2263   10/13/2021
Sell   1.04690    -3666   10/14/2021
Sell   1.04130    -2572   10/14/2021
Sell   1.04020    -6431   10/14/2021
Sell   1.11960    -2430   10/15/2021
Sell   1.11960    -1778   10/15/2021
Sell   1.11960    -2015   10/15/2021
Sell   1.11960    -1693   10/15/2021
Sell   1.11960    -2532   10/15/2021
Sell   1.11960    -2292   10/15/2021
Sell   1.11960    -1807   10/15/2021
Sell   1.11960    -1449   10/15/2021
Sell   1.11960    -2542   10/15/2021
Sell   1.11960    -2143   10/15/2021
Sell   1.11960    -1839   10/15/2021
Sell   1.11960    -1389   10/15/2021
Sell   1.11960    -1337   10/15/2021
Sell   1.11960    -1929   10/15/2021
Sell   1.11960    -581   10/15/2021
Sell   1.11960    -2555   10/15/2021
Sell   1.11960    -1761   10/15/2021
Sell   1.11960    -2054   10/15/2021
Sell   1.11960    -1173   10/15/2021
Sell   1.11960    -2141   10/15/2021
Sell   1.11960    -1580   10/15/2021
Sell   1.11960    -1212   10/15/2021
Sell   1.11960    -1579   10/15/2021
Sell   1.11960    -1173   10/15/2021
Sell   1.11960    -2555   10/15/2021
Sell   1.11960    -194   10/15/2021
Sell   1.11960    -1597   10/15/2021
Sell   1.11960    -1752   10/15/2021
Sell   1.11960    -2054   10/15/2021
Sell   1.11960    -1804   10/15/2021
Sell   1.11960    -2067   10/15/2021
Sell   1.11960    -1620   10/15/2021
Sell   1.11960    -2092   10/15/2021
Sell   1.11960    -2247   10/15/2021

 

14

 

 

Action  Price   Quantity   Trade Date
Sell   1.11960    -2160   10/15/2021
Sell   1.11960    -2463   10/15/2021
Sell   1.11960    -2819   10/15/2021
Sell   1.11960    -2350   10/15/2021
Sell   1.11960    -2845   10/15/2021
Sell   1.11960    -2051   10/15/2021
Sell   1.11960    -2784   10/15/2021
Sell   1.11960    -2143   10/15/2021
Sell   1.11960    -2349   10/15/2021
Sell   1.11960    -2581   10/15/2021
Sell   1.11960    -2349   10/15/2021
Sell   1.11960    -1750   10/15/2021
Sell   1.11960    -1212   10/15/2021
Sell   1.11960    -2581   10/15/2021
Sell   1.11960    -2238   10/15/2021
Sell   1.11960    -1921   10/15/2021
Sell   1.11960    -1699   10/15/2021
Sell   1.11960    -1636   10/15/2021
Sell   1.11960    -1269   10/15/2021
Sell   1.11960    -1639   10/15/2021
Sell   1.11960    -2726   10/15/2021
Sell   1.11960    -2238   10/15/2021
Sell   1.25000    -9088   10/15/2021
Sell   1.11960    -2235   10/15/2021
Sell   1.11960    -1685   10/15/2021
Sell   1.11960    -1878   10/15/2021
Sell   1.11960    -1839   10/15/2021
Sell   1.11960    -1579   10/15/2021
Sell   1.11960    -2349   10/15/2021
Sell   1.11960    -1761   10/15/2021
Sell   1.11960    -2160   10/15/2021
Sell   1.11960    -1761   10/15/2021
Sell   1.11960    -1778   10/15/2021
Sell   1.11960    -1620   10/15/2021
Sell   1.11960    -1764   10/15/2021
Sell   1.11960    -1986   10/15/2021
Sell   1.11960    -526   10/15/2021
Sell   1.11960    -2174   10/15/2021
Sell   1.11960    -690   10/15/2021
Sell   1.11960    -2336   10/15/2021
Sell   1.11960    -2133   10/15/2021
Sell   1.11960    -2082   10/15/2021
Sell   1.11960    -2542   10/15/2021
Sell   1.11960    -1937   10/15/2021
Sell   1.11960    -1471   10/15/2021
Sell   1.11960    -1526   10/15/2021
Sell   1.11960    -2841   10/15/2021
Sell   1.11960    -2158   10/15/2021
Sell   1.11960    -2068   10/15/2021
Sell   1.11960    -2028   10/15/2021
Sell   1.11960    -1978   10/15/2021
Sell   1.11960    -629   10/15/2021
Sell   1.11960    -1659   10/15/2021
Sell   1.11960    -1883   10/15/2021
Sell   1.11960    -715   10/15/2021

 

15

 

 

Action  Price   Quantity   Trade Date
Sell   1.11960    -1212   10/15/2021
Sell   1.11960    -1750   10/15/2021
Sell   1.11960    -1987   10/15/2021
Sell   1.11960    -1905   10/15/2021
Sell   1.11960    -702   10/15/2021
Sell   1.11960    -1437   10/15/2021
Sell   1.11960    -1449   10/15/2021
Sell   1.11960    -1864   10/15/2021
Sell   1.11960    -750   10/15/2021
Sell   1.11960    -1936   10/15/2021
Sell   1.11960    -2805   10/15/2021
Sell   1.11960    -2143   10/15/2021
Sell   1.11960    -1990   10/15/2021
Sell   1.11960    -2239   10/15/2021
Sell   1.11960    -1498   10/15/2021
Sell   1.11960    -1864   10/15/2021
Sell   1.11960    -1888   10/15/2021
Sell   1.11960    -1734   10/15/2021
Sell   1.11960    -1782   10/15/2021
Sell   1.11960    -2173   10/15/2021
Sell   1.11960    -1333   10/15/2021
Sell   1.11960    -1660   10/15/2021
Sell   1.11960    -2426   10/15/2021
Sell   1.11960    -2010   10/15/2021
Sell   1.11960    -663   10/15/2021
Sell   1.11960    -2898   10/15/2021
Sell   1.11960    -1290   10/15/2021
Sell   1.11960    -2265   10/15/2021
Sell   1.11960    -1607   10/15/2021
Sell   1.11960    -2107   10/15/2021
Sell   1.11960    -2156   10/15/2021
Sell   1.11960    -2488   10/15/2021
Sell   1.11960    -1587   10/15/2021
Sell   1.11960    -2879   10/15/2021
Sell   1.11960    -2067   10/15/2021
Sell   1.11960    -1677   10/15/2021
Sell   1.11960    -2424   10/15/2021
Sell   1.11960    -1778   10/15/2021
Sell   1.11960    -1761   10/15/2021
Sell   1.11960    -1857   10/15/2021
Sell   1.11960    -1554   10/15/2021
Sell   1.11960    -2568   10/15/2021
Sell   1.11960    -2450   10/15/2021
Sell   1.11960    -2572   10/15/2021
Sell   1.11960    -2076   10/15/2021
Sell   1.11960    -2489   10/15/2021
Sell   1.11960    -2707   10/15/2021
Sell   1.11960    -1449   10/15/2021
Sell   1.11960    -1725   10/15/2021
Sell   1.11960    -2393   10/15/2021
Sell   1.11960    -2068   10/15/2021
Sell   1.11960    -2491   10/15/2021
Sell   1.11960    -2107   10/15/2021
Sell   1.11960    -1750   10/15/2021
Sell   1.11960    -1804   10/15/2021

 

 

16